8-K
false 0001737204 0001737204 2020-06-24 2020-06-24

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): June 24, 2020

 

Riviera Resources, Inc.

(Exact name of registrant specified in its charter)

 

Delaware

 

333-225927

 

82-5121920

(State or Other Jurisdiction

Of Incorporation)

 

(Commission

File Number)

 

(I.R.S. Employer

Identification No.)

600 Travis Street, Suite 1700

Houston, Texas

 

77002

(Address of principal executive offices)

 

(Zip Code)

(281) 840-4000

(Registrant’s telephone number, including area code)

NOT APPLICABLE

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

None

 

None

 

None

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

On June 24, 2020, Riviera Resources, Inc. (the “Company”) held its 2020 Annual Meeting of Stockholders (the “Annual Meeting”). The proposal voted upon at the Annual Meeting and the final voting results are indicated below. For additional information on this proposal, please see our Definitive Proxy Statement on Schedule 14A that was filed with the Securities and Exchange Commission on May 14, 2020.

Proposal 1 — Election of Directors

David B. Rottino, Evan Lederman, Joseph A. Mills, Win Rollins and Thanasi Skafidas were elected to continue to serve as the Company’s directors until the 2021 Annual Meeting of Stockholders or until their respective successors are duly elected and qualified. Votes regarding the persons elected as directors were as follows:

Nominee

 

For

   

Withheld

   

Broker
Non-Votes

 

David B. Rottino

   

47,281,326

     

2,334,383

     

5,955,880

 

Evan Lederman

   

49,201,847

     

413,862

     

5,955,880

 

Joseph A. Mills

   

49,464,488

     

151,221

     

5,955,880

 

Win Rollins

   

49,412,798

     

202,911

     

5,955,880

 

Thanasi Skafidas

   

49,414,327

     

201,382

     

5,955,880

 

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit

Number

   

Description

         
 

104

   

Cover Page Interactive Data File (embedded within the Inline XBRL document).


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

June 30, 2020

RIVIERA RESOURCES, INC.

     

By:

 

/s/ David B. Rottino

Name:

 

David B. Rottino

Title:

 

President and Chief Executive Officer